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Pre-Federal and Early Federal Records  at the National Archives

By Jean Nudd
 

The National Archives (NARA), the record-keeper for the United States Federal government, holds very little from the colonial era.  The majority of the pre-1789 records held at the National Archives in Washington, D.C., were created by the Continental and Confederation Congresses and by the Constitutional Convention of 1787.  There are also service records created during the Revolutionary War.  These are available on microfilm in Washington and at the regional archives facilities.  Other pre-federal records relate to other areas of the New World, mostly other British colonies such as Canada and islands in the Caribbean as well as the Danish Virgin Islands and Spanish colonies.1

The first Continental Congress met in Philadelphia on Sept. 5, 1774, in response to Great Britain’s Intolerable Acts of March to May 1774.  The Congress adopted numerous resolutions denouncing these Acts and an “Association” where the delegates pledged their colonies would cut off British imports and exports.  The delegates also prepared several addresses to the King and the people of both Britain and the colonies and resolved to meet again on May 10, 1775, if their grievances had not been redressed.2

On May 10, 1775, the second Continental Congress convened and resolved to put the colonies in a state of defense; on June 14 the delegates resolved to raise rifle companies to march to the aid of the Massachusetts militiamen fighting the British in Boston, and on June 15 they elected George Washington Commander in Chief of the Continental Army.  For the next five years, the Continental Congress continued to exercise the powers of an independent government without a constitution.  Richard Henry Lee, in addition to offering his resolution for independence on June 7, 1776, also proposed that a “plan of confederation be prepared and transmitted to the respective colonies for their consideration and approbation.”  While the Declaration of Independence was adopted quickly, it would be 1781 before Articles of Confederation passed and the Confederation Congress replaced the Continental Congress.3

Most NARA facilities have copies of the microfilm series of the Papers of the Continental Congress as well as the indexes to the papers, 1774-1789.  The five-volume index covers all the papers of the Continental Congresses except the Journals and two manuscript indexes.  The indexes are in full alphabetical order, using personal names, geographic locations, and subjects.  They include the records of the Confederation Congresses and the records of the Constitutional Convention that are in NARA’s record group 360.  The papers themselves are organized mainly by document type, journals, committee reports, and correspondence, for example, rather than by the functions or structure of the Congresses.  They include approximately 50,000 documents or about 170,000 pages.  Many of these documents were bound into 196 items by a clerk at the Department of State in the 1830s.4

All of the documents under each index term, whether surname, geographic location or subject, are arranged chronologically and include all the information necessary to locate the document within one of the five microfilm publications that reproduce these records.  This information includes a description of the document, the date, and reference information to the microfilm including microfilm publication number, roll number, item number, file folder, volume and/or page number.  The description always includes the name of the sender or originator of the document (for example, Jones, John Paul; L’Orient), the name of the recipient or major subject of the document (account of prize shares belonging to the Alliance); and the number of written pages (three pages).  It may also include the place from which the document was sent, the type or category of document (copy certified by Gratien de Comorre), and the location of the document (M247, r115, i87, v1, p205).  Whenever possible, documents are dated with a year, month and day (September 5, 1785).  Undated documents (noted with n.d.) precede dated documents in the chronological sequence.5

Genealogists often ignore the records of the Continental and Confederation Congresses thinking that their ancestors won’t be included.  However, as one of the few government agencies around at that time, these records include a number of people who were not well known.  For example, there’s a listing for a Mary Bridger who appeared on an inspection roll of Negro emigrants in 1783.6  Or, as I have Athertons in my family tree, I am interested in Caleb Atherton who appears in a list of recruits from Westmoreland (probably New Hampshire) in 1776.7  Considering that we have an alphabetical index to these records, isn’t it worth a check of the volumes for your Revolutionary War era ancestors, especially if you have one who served in the Revolution?

The papers are reproduced by NARA as five separate microfilm publications: 

M247, The Papers of the Continental Congress, 1774-1789 (204 rolls)

M40, Domestic Letters of the Department of State, 1784-1861

M61, Foreign Letters of the Continental Congress and the Department of State, 1785-1790

M332, The Miscellaneous Papers of the Continental Congress, 1774-1789 (10 rolls)

M866, the Records of the Constitutional Convention of 1787 (1 roll).

Researchers can use the index to find out which microfilm publication contains what records.  Pittsfield holds M247, M332, and M866 only while Waltham and New York also hold M40 and M61.

NARA’s Guide to Pre-Federal Records in the National Archives also contains information about records of Commercial Affairs, Fiscal Affairs, Foreign Affairs, Indians and Indian Affairs, Judicial Affairs, Land and Exploration, Military Affairs, Naval Affairs, and Postal Affairs as well as pensions, bounty-land grants, and other claims.8  You can either purchase this book from the Friends’ bookstore or use the copy available in the microfilm reading room.

Lastly, the records of the Revolutionary War, both compiled service, pensions, bounty land grants, and War Department correspondence, are available to researchers.  Consult two books in the Pittsfield reading room.

Military Service Records:  A Select Catalog of National Archives Microfilm Publication

Guide to Genealogical Research in the National Archives of the United States

All of NARA’s catalogs are available on-line at our website, www.archives.gov, under publications.  Many of these microfilm publications are available at NARA’s Northeast Region’s offices in Waltham, Pittsfield and New York City.  Researchers can check the on-line microfilm catalog at www.archives.gov/research_room/alic/research_tools/search_microfilm_catalog.html for specific locations of NARA microfilm publications.

Revolutionary War compiled service records for men who fought between 1775 and 1783 were abstracted from records in the War Department collection of Revolutionary War Records (Record Group 93).  These records resulted from the War Department’s attempts to find substitutes for records destroyed by fire in 1800 and 1814.9   Microfilm publication M881, Compiled Service Records of Soldiers who served in the American Army During the Revolutionary War (1096 rolls), is arranged by state and then by regiments with soldiers listed alphabetically by surname.  Continental troops appear on the microfilm rolls before the states (or perhaps we should say colonial) listings.  These records include many types of military organizations, some created by the Continental Congresses while others were created by colonies, towns or counties.  Regular units authorized by the Continental Congress formed the Continental Army, but they were frequently supplemented by militia units and volunteers.10  These compiled service records generally contain only pay stubs giving information on dates of service and pay amounts.

If a researcher doesn’t know the regiment(s) in which his or her ancestor served, there is an alphabetical index to the records on M860 (58 rolls).  The index cards give name, aliases, state the man served from, and regiment.  The card also may give his rank, profession or office. The index also contains entries for several small series of Revolutionary War compiled service records of sailors, members of army staff departments, and civilian employees (teamsters, laundresses, carpenters and cooks) contracted to the Army and Navy.11

M246, Revolutionary War Rolls, 1775-1783 (138 rolls), contains muster rolls, payrolls, strength returns, and other miscellaneous personnel, pay, and supply records of American Army units.  The records are organized by state and then regiment, and lastly, chronologically by date.  The various types of rolls are intermixed within each regiment.  Researchers who don’t know the regiment their ancestor served with can use M860 to locate that information before using M246.

Records of Naval Personnel during the Revolutionary War are also available, but they are fragmentary.

M879, Index to Compiled Service Records of American Naval Personnel Who Served during the Revolutionary War (1 roll)

M880, Compiled Service Records of American Naval Personnel and Members of the Departments of the Quartermaster General and the Commissary General of Military Stores Who Served during the Revolutionary War

Information on the cards was transcribed from lists of American sailors and vessels, payrolls, portage bills, and assignments of pay relating to ships of the Continental Navy and state navies, the frigate Alliance, the brigantines Dartmouth and Polly, the sloops Independence and Montgomery, the schooner Putnam, and the ship Raleigh; lists of American prisoners taken by the British ships Gibralter, Hunter and Felicity; lists of vessels arriving and departing from Tribel’s Landing in October 1781; and entries in volume 175 of the numbered record books in the Revolutionary War Manuscript Collection of the War Department, record group 93, which includes the names of many sailors from New York and Virginia.  13

Probably the most used Revolutionary War records are those for pensions. 

M804, Revolutionary War Pension and Bounty Land Warrant Application Files, 1800-1906 (2,670 rolls) is available at most NARA facilities.  If a pension exists for service in the Revolutionary War, the file can contain gems of genealogical information.  There were only three ways to get a pension. Disability or invalid pensions were awarded for physical disabilities incurred in the line of duty; service and widows’ pensions were given to women and children whose husbands or fathers had served or been killed in the war; and after 1838, pensions were given for soldiers or widows who proved they were in financial need.14

Pension files contain service information in application statements of veterans, affidavits of witnesses, muster rolls, diaries, or orders.  A typical file includes an application showing the veteran’s name, rank, military unit, period of service, residence when mustered in, residence at the time of application, birthplace, age or date of birth, and a list of property when the claim was made on the basis of need.  A widow’s application shows most of the same information about the veteran as well as the widow’s name, age, residence at the time of application, maiden name, date and place of marriage, and date and place of husband’s death.  An application for a child or heir shows the information about the veteran and widow and the heir’s name, place and date of birth, residence at the time of application, and date of the mother’s death.  The files often have supporting documents such as discharge papers, affidavits and depositions of witnesses, narratives of events during service, marriage certificates, birth records, death certificates, pages from family bibles, and other papers.15

Pension records were microfilmed in full alphabetical order by surname, then by given name and further arrangement by state within each surname and given name, for example, Jones, John, then Jones, Jonas.  Records are in no specific arrangement within each file, but generally service information is at the beginning of the file with affidavits, depositions, and supporting documentation following. 

There are many other War Department records covering the Revolutionary War.  It’s not possible to discuss them all in one article, but the following is a partial list of Revolutionary War microfilms available at the Pittsfield facility.

M162, Revolutionary War Prize Cases, 1776-1787

M847, Special Index to Numbered Records in the War Department Collection of Revolutionary War Records, 1775-1783

M859, Miscellaneous Numbered Records (The Manuscript File) in the War Department Collection of Revolutionary War Records, 1775-1790s

M853, Numbered Record Books Concerning Military Operations and Service, Pay and Settlement of Accounts, and Supplies in the War Department Collection of Revolutionary War records

M829, U.S. Revolutionary War Bounty Land Warrants used in the U.S. Military District of Ohio and Related Papers (Acts of 1788, 1803, and 1806)

M910, Virginia Half-Pay and Other Related Revolutionary War Pension Application Files

M927, Letters, Orders for Pay, Accounts, Receipts, and Other Supply Records concerning Weapons and Military Stores, 1776-1801

M1008, Register of Revolutionary War Land Warrants, Act of 1788, Military District of Ohio

M1062, Correspondence of the War Department Relating to Indian Affairs, Military Pensions, and Fortifications, 1791-1797 (contains lists of Invalid Pensions)

 M1015, Central Treasury Records of Continental and Confederation Goverments relating to Military Affairs, 1799-1805

 M1786, Record of Invalid Pension Payments to Veterans of the Revolutionary War and the Regular Army and Navy, March 1801-Sept. 1815

M2079, Final Revolutionary War Pension Payment Vouchers, Delaware

__________ 

1.  Wehmann, Howard H., A Guide to Pre-Federal Records in the National Archives (Washington, DC:  National Archives & Records Administration, 1989), vii.

2.  Ibid., 1.

3.  Ibid., 1-2.

4.  Butler, John P., Index, The Papers of the Continental Congress, 1774-1789.  (Washington, DC:  GPO, 1978), v.

5.  Ibid., vii.

6.  Ibid., 582.

7.  Ibid., 270.

8.  Wehmann, iii.

9.  NARA, Military Service Records: A Select Catalog of National Archives Microfilm Publications (Washington, DC:  NARA, 1985), 3.

10.  Ibid., 13

11.  Ibid., 4.

12.  Ibid., 5.

13.  Ibid., 28-29.

14.  Ibid., 233.

15.  Ibid., 234.

 

 

Friends of the Silvio O. Conte National Archives

10 Conte Drive Pittsfield, MA 01201

Telephone 413-236-3600  Fax 413-236-3609

Email volunteers.pittsfield@nara.gov

 ©2003 Friends of the Silvio O. Conte National Archives.  All rights reserved.

Last revised 05/17/2006